Lexology - 4 June 2019

Securities Finance — Russia

A broad overview of the practice and regulations of securities in Russia, including the general procedures for the public and private offering of securities, settlement procedure, underwriting agreement, as well as other practical and regulatory issues.

Download the pdf for more information on:

1. LEGAL AND REGULATORY FRAMEWORK:

Laws and regulations
Regulatory authority

2. PUBLIC OFFERINGS:

Mandatory filings
Review of filings
Publicity restrictions
Secondary offerings
Settlement

3. PRIVATE PLACINGS:

Specific regulation
Investor information
Transfer of placed securities

4. OFFSHORE OFFERINGS

5. OFFERINGS OF OTHER SECURITIES

6. UNDERWRITING ARRANGEMENTS

7. REPORTING OBLIGATIONS

8. ANTI-MANIPULATION RULES

9. PRICE STABILISATION

10. LIABILITIES AND ENFORCEMENT